New Zealand: AML/CFT Supervisors update guidelines
www.chapmantripp.com/publications/amlcft-supervisors-release-updated-guidelines 0
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Home » Posts taggedRisk Management (Page 32)
US: Five Things to think about before a Surprise SEC Exam
bit.ly/2zH321U See also: bit.ly/2pMSf6B 0
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Risk Management: KYC and AML Compliance – can Blockchain help?
gowlingwlg.com/en/canada/insights-resources/kyc-and-aml-compliance-can-blockchains-help- See also: The Scope and Complexities of Risk Management in Financial Services 0
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US: FINRA issues report on Examination findings
www.jdsupra.com/legalnews/finra-issues-report-on-its-examination-85566/ Click to access 2017-Report-FINRA-Examination-Findings.pdf bit.ly/2Cx4Hcs 0
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China: Significant changes to Commercial Bribery Rules
www.omm.com/resources/alerts-and-publications/publications/chinas-revised-anti-unfair-competition-law/ 0
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UK: Home Secretary announces tackling of fraud and money laundering
risk.freshfields.com/post/102emik/home-secretary-brings-clarity-to-uk-economic-crime-landscape www.gov.uk/government/news/home-secretary-announces-new-national-economic-crime-centre-to-tackle-high-level-fraud-and-money-laundering 0
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Singapore: Virtual Currency Exchanges regulated under new Payment Services Framework
www.out-law.com/en/articles/2017/november/virtual-currency-exchanges-face-regulation-under-new-payment-services-framework-in-singapore/ See also: bit.ly/2Bhynxs 0
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Risk Management: Requirement of Tax Compliance Management Systems
Click to access hier.pdf See also: latinlawyer.com/guide/the-guide-corporate-compliance/second-edition/article/20-compliance-checks-avoiding-tax-evasion-fines t.ly/VxwG www2.deloitte.com/dl/de/pages/legal/articles/tax-cms-betriebspruefung.html 0
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UK: Bribery as a Tax Evasion issue
www.brightlinelaw.co.uk/BLL-Portal/Bribery-as-a-tax-evasion-issue.html www.whitecase.com/publications/alert/reflections-uk-bribery-act-part-iii 0
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US: New FINRA Guidance on FinCEN Customer Due Diligence Requirements
bit.ly/2BHCuyY www.manatt.com/Insights/Newsletters/Financial-Services-Law/AML-News-FINRA-Guidance buckleysandler.com/blog/2017-11-28/finra-provides-additional-guidance-aml-obligations www.jdsupra.com/legalnews/fincen-issues-faqs-for-customer-due-17898/ www.finra.org/industry/notices/17-40 0
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